Bates Group - Financial Consulting Firm with End-to-End Solutions

Bates Group is always my first call for litigation and arbitration support services. I have worked with them for years and have never been dissatisfied with the work performed.

Jack, Managing Principal, Houston legal services

Litigation and Regulatory

Thank you for your support in this matter, and Joe successfully brought the P&Ls in and was in essence our record custodian as to online hits, which was extremely helpful to avoid having someone else having to authenticate the documents. It was a pleasure as always to have Joe out on a case.

Nuviah, Banking

Litigation and Regulatory

I have been impressed with the substantive securities law expertise, forensic accounting and analytical skill, and thoughtfulness of the Bates employees with whom I have worked. In particular, Jen Cunningham is extremely responsive and knowledgeable and has been helpful when I needed assistance. Alex Russell has also impressed me with his work product and work ethic.

Attorney

Litigation and Regulatory

It brings peace of mind to work with a compliance advisor who stays one step ahead of regulatory trends, has or finds the answers to our questions, and keeps our firm on track—year after year.

Joslyn, Chief Compliance Officer

RIA Compliance

Brandi has always been a top-notch professional. She is extremely respected and knowledgeable in her field. Highly motivated and ready to tackle any situation. Brandi has always been my go-to person for any AML related questions I may have.

Daphne

AML Compliance

My experience working with Bates Group has been nothing but exceptional; they have proven to be professional, ethical, and supportive. Their attention to detail is extraordinary and highly appreciated. We strongly recommend their services and jump in on emergency projects without fail.

Lauren, Senior Compliance Officer

AML Compliance/Training

I have practiced over 45 years as a lawyer focusing upon securities arbitration, litigation, and regulatory matters, and attorney and accountants malpractice. I have never met or worked with a finer group of people and forensic experts as the people in the Bates Group.

Attorney

Litigation and Regulatory

I work with the experts at Bates because I trust their analysis. They provide me with accurate answers quickly and jump in on emergency projects without fail.

Sandra

Data Analytics

We have engaged Bates Group for the most critical tasks on more than one occasion. Brandi and Matt are detail-oriented subject matter experts. The compliance landscape is non-static. We have found it is critical to engage a company that can work with you over time. Bates Group delivers.

Paul

Fintech and Banking

Bates Group is always my first call for litigation and arbitration support services. I have worked with them for years and have never been dissatisfied with the work performed.

Jack, Managing Principal, Houston legal services

Litigation and Regulatory

Thank you for your support in this matter, and Joe successfully brought the P&Ls in and was in essence our record custodian as to online hits, which was extremely helpful to avoid having someone else having to authenticate the documents. It was a pleasure as always to have Joe out on a case.

Nuviah, Banking

Litigation and Regulatory

I have been impressed with the substantive securities law expertise, forensic accounting and analytical skill, and thoughtfulness of the Bates employees with whom I have worked. In particular, Jen Cunningham is extremely responsive and knowledgeable and has been helpful when I needed assistance. Alex Russell has also impressed me with his work product and work ethic.

Attorney

Litigation and Regulatory